Financial Services

 

The financial services industry is complex and rapidly evolving. Your success is tied closely to profitability, operational security, capital preservation and compliance requirements. The issues facing your industry are unique – that’s why we bring the right team with the right leadership to serve you best.

 

With a team of professionals exclusively dedicated to serving financial services clients, we provide audit, tax and consulting services to more than 100 financial institutions.

 

• Tax services including compliance and planning

• Outsourced internal audit

• SEC registration and compliance

• Preparation of 10-Qs and 10-Ks

• SOX 404 documentation and testing

• BSA compliance reviews

• Information systems audits

• SAS 70 Reports

• Strategic planning

• Mergers and acquisitions

• Management and regulatory services

• Loan reviews

• Director training

• ALCO model testing

• Stock compensation calculations